About Us
Why an Investment Advisor
Financial independence is a goal we all share. And today, the investment world seems to offer more opportunity to reach that goal than ever before. Yet, volatile financial markets, complicated estate planning issues and an abundance of investment strategies can lead to uncertainty or confusion.
Many individuals choosing professional investment management cite a change in personal circumstances as a catalyst in changing the way they deal with their assets. Marriage, an inheritance, a promotion, company stock options, busy work schedules and even thoughts of retirement lead to the desire to work with a financial professional.
An independent advisory firm offers expertise in financial matters, objectivity in evaluating investments and investment opportunities, the time commitment necessary to oversee a complex and quickly changing investment environment and the security in knowing that you have a financial partner who is looking after your best interest.
Code of Ethics
Watermark maintains a code of ethics designed to communicate our values to our clients and ensure compliance by our employees. In all circumstances, the interests of our clients come first.
A full transcript of our Code is available for download by clicking here.
Principals
Mark Miller is a principal and founder of Watermark Asset Management, Inc. Prior to establishing Watermark in 1997 he was a vice president with Schwab Institutional, a division of Charles Schwab & Co., Inc. He has an undergraduate degree from Stanford University and a Master’s Degree in Financial Planning from the College for Financial Planning.
Eric Lai is a CERTIFIED FINANCIAL PLANNER™ and principal with Watermark. Eric joined the firm in 2003 after several years of experience with Charles Schwab & Co., Inc. and an independent fee only investment firm. He has an undergraduate degree in economics from UCLA and attained his MBA from the Anderson School of Business in 2010.
Jean Samson is the Director of Operations at Watermark and a principal of the firm. Prior to Watermark, she worked at Bear Stearns and JB Oxford in Cashiering, Clearing and Human Resources. She has more than twenty years of experience in the financial services industry.
Why Watermark
Watermark Asset Management, Inc., is an independent registered investment advisory firm. Established in 1997, we are a fee only practice serving investors seeking professional advice. Above all, we value the relationships we share with our clients. As personal advisors, we know our clients and can recommend investments that fit individual needs and attitudes.
